|
 














 
|
|
| Informed
Consent: Reality or Myth |
|
| Charles V. Burton, M.D.,
for the Burton
Report |
Informed consent represents the single most
important issue in the delivery of health care. Informed consent
exists only when there is full disclose of known relevant information
and known risk
presented to the patient in a manner that they can understand. There are
patients who did not understand that the "mastectomy" they
agreed to have involved removal of their breast.
In the "real world" in which we live there are often other
procedural modifiers which influence the concept of full disclosure.
Some of these have legitimacy and some do not. It is not unusual to
see a court setting as the venue by which resolution of such issues is
attempted. An example of such a situation is the legally relevant
issue as to whether a treatment or surgery being recommended is "accepted",
"standard"
or "approved" and to where the
authority to determine this exists.
The challenge in determining "informed consent" becomes even
greater when it becomes apparent that there exists significant confusion
in the definition of the terms noted above. In fact because such
confusion exists some have taken advantage of this to promote their own
interests and agendas. Medical malpractice cases based on informed
consent issues (rather than negligence) often represent the
"soft" side of forensic medicine. Litigation is
unquestionably an important "safety net" for society. It
has, unfortunately, in the area of informed consent sometimes been subject
to serious abuse requiring attention and change.
In recent years our courts have been busy with major litigation relating
to the issue of fusion with pedicle screw instrumentation. Pedicle
screw systems have been, and continue to be, important modalities in
spine care. The major issue involved in this litigation has been
that of informed consent. It focused on whether the plaintiffs had
been accurately informed, by their surgeons, as to whether or not the
procedure was "investigational". Even though the use of
pedicle screw fixation systems in spine surgery was "standard
practice" and considered to be so by most physicians the litigation
was based on United States Food and Drug Administration (FDA) device
classification which was confusing and was subsequently changed.
This did not, however, stop the long courthouse parade.
Mealy's Litigation reported that, since December 17, 1993, in the United
States, 7,000 plaintiffs with 1,650 complaints filed legal suits against
manufacturers, surgeons and medical associations. The cost of this
exercise has to-date seen the expenditure of hundreds of millions of
dollars based on these issues. It has also resulted in the
harassment of many of the United States' pioneering spine surgeons (and
their families) who deserve better. The message has been sent that
informed consent litigation has now become big business and that
procedural designations (valid or not) can serve to criminalize
decent physicians.
To be candid, the practice of medicine does
not (and never has) related to certainties. Treatment is based on best
information. This typically constitutes careful clinical observation
and experience combined with the best scientific data available. The
notion that there is no empirical basis upon which to draw valid
inferences and render reasonable judgments in the treatment of patients is
false. On the other hand there also exists important scientific
information which never seems to make its way to physicians responsible
for patient care. As medicine progresses it becomes smarter and
learns of risk factors which were previously unknown or unappreciated.
Sometimes this knowledge is privy to some who purposely do not release it
or act, for personal gain, to obfuscate it. Yet an important
landmark in forensic medicine is "what was known, and when was it
known" as a determinant of informed consent.
An interesting example of this is the issue of chronic respiratory disease
related to exposure to asbestos fibers. There is much litigation
against manufacturers presently in progress. For the most part
exposure to asbestos occurred during a period of time when neither the
manufacturers, the workers or their physicians were aware of asbestos
toxicity. Where is the benchmark? How can we create
expectations which are smarter than we are?
The phenomenon of "managed
care" has introduced additional challenges to the concept of
"informed consent". In their quest to justify denial of
coverage for their subscribers many third party payors, seeking an
opportunity to say "no" to treatment being recommended for a
patient, often use the term "not proven" or
"experimental" as a means of denying coverage. What is
legal ramification of this to the physician recommending treatment?
What are the legal ramifications when care is denied and an alternative
treatment goes "wrong". Who has the legal
responsibility? Well, up-to-now the physician has been left
"blowing in the wind" on this one. The "worm ",
however, is "turning". Now that the unique immunity
against legal suit provided by ERISA
is being stripped away by the courts this "playing field" is
finally becoming level.
A level playing field is particularly needed in the arena of informed
consent because full disclosure of risk is taken to a medical
"right" in the United States (as well as a primary
"standard of care"). This is an interesting phenomenon
because this concept varies considerably throughout the world as was
demonstrated by the Burton Experience in the Soviet
Union in the 1970s. From this, and other experience, it is
evident that "rights" represent a conceptual phenomenon.
This publication must, at this point, make clear that it is a strong
proponent of clear and complete disclosure of possible risks to patients
by all health care providers. Even though the United States is most
visible as the world leader regarding disclosure of risk to patients there
continue to be serious inadequacies and transgressions in this process
which need to be addressed. Without fair and complete disclosure
true informed consent is not possible. In addition, the issues of
patient respect and consideration, from the health system also need
mention.
In the real world of nature there are no "rights" for animals
(astutely pointed out by Charles Darwin). If each of us were placed
naked in the center of a dense tropical jungle and we had to fend for
ourselves we would discover what Darwin had in mind. As the human
race entered the scene on planet earth only those humans in possession of
power had "rights". In medieval times only the monarchs
and the nobility of the world possessed "rights. When the
United States was young Thomas Paine and James Madison observed that
rights were divided into "natural rights" (i.e. freedom of
thought and speech) and "civil rights" (i.e. the right to trial
by jury). Informed consent is a civil right", more specifically
a conceptual "patient right".
Unfortunately for Americans the concept of
"rights" in the United States has burst asunder to finally reach
a level of frivolity. Perhaps this should not come as a surprise in
a society where legal suits have become, as George F. Will has observed:
simply a part of "a great American growth industry, litigation that
expresses the belief that everyone has an entitlement to compensation for
any unpleasantness".
When one considers all the attention which
has been focused on the issue of informed consent over the past few years
it may seem surprising to learn that important areas of medical diagnosis
and treatment still exist where full disclosure of risk has never been
provided in the past and has continued to be seriously deficient in the
present. Let's look at the record; only in recent years have the
adverse effects of particulate radiation, exposure to toxic chemicals and
cellular damage resulting from nicotine and carbon monoxide poisoning
(from cigarette smoking) been disclosed. It is important to note
that most of this has occurred only as the result of litigation reflecting
plaintiff rage and not because of governmental or medical concern.
A good case in point is that of cigarette smoking. From a medical
standpoint, the toxic effects of smoking appear to represent the single
most adverse known chronic health liability, from an external source,
directed to the human body. Remarkably, it has only been since 1997,
when, as a direct response to legal actions, the actual ingredients of
some cigarettes were finally disclosed to the public. Once again, were it
not for the existence of legal process the release of this important
information might never have occurred.
It is clear that there is no risk-free
state in medicine. What then are the risks of surgery? In the field of
spine surgery all patients run the risk of dying, being paralyzed,
experiencing a nerve injury, wound infection, medical problem, drug
reaction, etc. Actually most of these serious risks also exist when the
patient drives to the hospital. The United States government reported that
in 1998 alone 41,480 people died from auto accidents.
Most interested surgical patients in the
United States today are reasonably cognizant of the associated risks and
greater information continues to appear on the internet. There are,
however, a number of areas where informed consent remains, quite
remarkably, almost absent. In fact there are a number of examples of
serious health risks which continue unabated over the years and decades.
Many of these are still unassociated with adequate public disclosure and
few in the legal profession have yet "stepped up to the plate"
to assist in assisting the public interest. The most prominent
example of this has been, and continues to be, those serious complications
resulting from the introduction of foreign body substances into the
subarachnoid space for the purpose of myelography and as a potential
complication of epidural
steroid injection. The complication is that of clinically significant adhesive
arachnoiditis. This particular entity represents one of the most
flagrant examples of a still ongoing world-wide serious public health
problem. Patient suffering secondary to adhesive arachnoiditis
serves as a frightening example of ill-advised therapy in an area where,
as of year 2000 evidence suggests that not a single patient has ever been
provided with informed
consent in the materials provided for review! In association
with this remain remarkable examples of continuing medical ignorance
relating to commonly performed procedures. Medical informed consent
is unlikely when the usual material
provided to the public, by their physicians, ignores the most
significant risk factors?
From the standpoint of disability, incapacitation and suffering it is
clear that the greatest dilemmas exist in the field of exposure to toxic
substances and toxic radiation. It is in these areas where the
greatest numbers of harmed individuals are to be found. Associated
with this are also the greatest breakdowns in informed consent.
It takes a "brave heart" to acknowledge this given the reality
of opening a "Pandora's box" followed by a deluge of lawsuits.
It is therefore important to acknowledge those who, like Raoul
Wallenberg, have demonstrated extraordinary personal courage in their
willingness to take on difficult challenges. For the new Millennium
the Burton ReportŪ would like to acknowledge the valor of Cherie Booth,
wife of British Prime Minister Tony Blair, for supporting Britain's Human
Rights Act . This long-overdue legislation will extend to all
in England their very first Bill of Rights.
No area of informed consent is more important than that of medical
research and the involvement of human
subjects. An important example of the many quandaries inherent
in applying informed consent to medical research was illustrated by the
death, in 1999, of a 18 year old volunteer in gene-therapy
experiments at the University of Pennsylvania in Philadelphia and thus
serve to open soul-searching philosophic inquiries. On the basis of
this death the United States Food and Drug Administration temporarily
halted the University's genetic research in order to conduct a review.
It is alleged that the volunteer did not fully understand the risk factors
relating to his involvement in this treatment program. How can the
patient know the risks when they are basically unknown to science as well
as the medical profession? Unquestionably, gene research will play a
very important role in future medical therapy. Gene therapy
represents a challenging voyage into uncharted water where the benefits
for all mankind may be historic. How do we know what we don't know,
and how does informed consent fit into this picture?
Summary:
Informed consent is an essential requirement for the well-being of any
modern health care system in the 21st century. Informed consent is
based on full disclosure of known risk (the easy part). Full
disclosure of all "relevant information" is the murky component,
particularly from the standpoint of jurisprudal machinations and
contrived governmental anomalies. Informed consent litigation has
created a great deal of "busy work" for attorneys. Much of
this litigation has wasted large amounts of time, talent and resource
which could have been put to better use in the courtroom by pursuing more
important areas of societal need. The need for clearly defined
requirement for patient protection taking into account the rapidly
changing landscape is essential now.
|